Alan Harry***Expert|||Andrew Auslander, CFA, FRM***Expert|||Christina Rea, Esq.***Expert|||Craig Wolson, Esq.***Expert|||David Goldstein, Esq.***Expert|||Emmanuel D. Chesnais***Expert|||Gontran de Quillacq***Expert|||Hugh Clark***Expert|||James Happaney***Expert|||John C. Nicholson***Expert|||Kent Kurtz***Expert|||Kerry R. Langston***Expert|||Laurent Kssis***Expert|||Luc Faucheux, PhD***Expert|||Matthew Pilkington, PhD***Expert|||Robert McDonough***Expert|||Rodney Sunada-Wong***Expert|||Spencer Greene***Expert|||Thomas A. Ducrot***Expert|||William Kavaler***Expert|||William Procasky, CFA, Ph.D.***Expert|||

Balance sheet***Category|||Bonds & credit***Category|||Commodities***Category|||Complex securities & derivatives***Category|||Digital assets***Category|||Equities***Category|||Equity finance & Prime***Category|||Exchanges & markets & listings***Category|||Fixed Income***Category|||fixes***Category|||Foreign Exchange (FX)***Category|||Fraud***Category|||Fundamental analysis***Category|||Governance***Category|||Investing***Category|||Legal & regulations***Category|||Operations & cash***Category|||Project finance***Category|||Quantitative strategies***Category|||Risk management***Category|||Surveillance & investigation***Category|||Technology***Category|||Trading & portf. management***Category|||

1934 Act compliance***Keyword|||1940 Act compliance (Form ADV)***Keyword|||2008 mortgage crisis***Keyword|||21Shares***Keyword|||ABS***Keyword|||acquisition financings***Keyword|||administration***Keyword|||advisory***Keyword|||advisory services***Keyword|||Algorand***Keyword|||algorithmic trading***Keyword|||alpha generation***Keyword|||alternative asset management***Keyword|||alternative dispute resolution***Keyword|||alternative risk premia***Keyword|||alternative strategies***Keyword|||AML discovery team***Keyword|||AML/BSA risk management***Keyword|||anti-money laundering (AML)***Keyword|||AQUIS in London***Keyword|||arbitrage***Keyword|||arbitrage strategies***Keyword|||architecture***Keyword|||artificial intelligence (AI)***Keyword|||artificial intelligence (AI) for AML/BSA compliance***Keyword|||asset allocation***Keyword|||asset controls***Keyword|||asset liability Management (ALM)***Keyword|||asset management***Keyword|||asset services***Keyword|||asset types (stocks)***Keyword|||asset unwinding***Keyword|||asset verification***Keyword|||asset-backed securities***Keyword|||atomic swap***Keyword|||audit***Keyword|||Audit Committee***Keyword|||audit plan reviewer***Keyword|||authorized participant (AP) agreements***Keyword|||automated market making (AMM)***Keyword|||automated trading strategies***Keyword|||balance sheet management***Keyword|||balance sheet usage***Keyword|||Bank of America (BAC) merger***Keyword|||Bank Secrecy Act (BSA)***Keyword|||banking***Keyword|||banking-as-a-service***Keyword|||bankruptcy***Keyword|||bankruptcy law***Keyword|||Basel - liquidity coverage ratio***Keyword|||Basel II compliance***Keyword|||Basel III***Keyword|||basis***Keyword|||benchmark manipulation***Keyword|||benchmarking***Keyword|||best execution***Keyword|||bilateral and multilateral compression expert***Keyword|||Binance***Keyword|||Bitcoin***Keyword|||bitcoin (BTC)***Keyword|||bitcoin mining***Keyword|||BitLicense application***Keyword|||Black-Scholes***Keyword|||block trading***Keyword|||blockchain***Keyword|||blockchain governance***Keyword|||BMR indices***Keyword|||Board member***Keyword|||board of directors***Keyword|||Boerse Stuttgart***Keyword|||bonds***Keyword|||bridge risk***Keyword|||Broadridge BPO***Keyword|||broker dealer***Keyword|||Broker dealer founder***Keyword|||broker-dealers***Keyword|||brokerage***Keyword|||budgeting***Keyword|||business***Keyword|||business development***Keyword|||BX Swiss***Keyword|||Byzantine Generals’ Problem***Keyword|||C++***Keyword|||callable debt issuance***Keyword|||capital costs***Keyword|||capital introduction***Keyword|||capital markets***Keyword|||capital raising***Keyword|||capital structure***Keyword|||Cardano***Keyword|||cash flow analysis***Keyword|||catalysts***Keyword|||CDS***Keyword|||CDS indices***Keyword|||CEC Capital***Keyword|||central counterparty clearing***Keyword|||centralized finance***Keyword|||Chief Compliance Officer***Keyword|||Chief Credit Officer***Keyword|||Chief Executive Officer***Keyword|||Chief Risk Officer (CRO)***Keyword|||cipher***Keyword|||clearers***Keyword|||client onboarding***Keyword|||client presentations***Keyword|||close out of trading account***Keyword|||co-chaired derivatives task force***Keyword|||coaching & training***Keyword|||coin mixer***Keyword|||Coinsilium***Keyword|||cold storage***Keyword|||cold wallet***Keyword|||collateral***Keyword|||collateralized financing executive***Keyword|||collateralized lending***Keyword|||commercial banking***Keyword|||commercial software***Keyword|||commodities***Keyword|||commodities trading***Keyword|||Commodities Trading Advisor (CTA)***Keyword|||commodity derivatives***Keyword|||Commodity Pool Operator (CPO)***Keyword|||commodity supply and trading***Keyword|||company buybacks***Keyword|||complex securities***Keyword|||compliance***Keyword|||compliance and legal officer***Keyword|||composability risk***Keyword|||conflicts of interest***Keyword|||consensus***Keyword|||consulting agreements***Keyword|||Consumer Financial Protection Bureau (CFPB)***Keyword|||controls***Keyword|||convertible bonds***Keyword|||corporate and capital structures***Keyword|||corporate banking***Keyword|||corporate bonds***Keyword|||Corporate Credit Officer***Keyword|||corporate debt***Keyword|||corporate documents***Keyword|||corporate governance***Keyword|||corporate loans***Keyword|||corporate meetings***Keyword|||corporate strategy***Keyword|||Corporate trust agreements***Keyword|||correspondent banking***Keyword|||cost of carry***Keyword|||cost reduction***Keyword|||counterparty rating system***Keyword|||counterparty risk***Keyword|||court filings***Keyword|||covenants***Keyword|||credit analysis***Keyword|||credit committee***Keyword|||credit default derivatives***Keyword|||credit default swap (CDS)***Keyword|||credit derivatives***Keyword|||credit limits***Keyword|||credit origination officer***Keyword|||credit policies and procedures***Keyword|||credit quality assessment***Keyword|||credit risk***Keyword|||credit risk limits***Keyword|||credit risk management***Keyword|||credit risk officer***Keyword|||credit-related trades***Keyword|||cross-chain***Keyword|||cross-currency swaps***Keyword|||cross-hedging***Keyword|||cross-product spoofing***Keyword|||crosscurrency swaps***Keyword|||crypto***Keyword|||crypto exchanges***Keyword|||crypto investment advisory***Keyword|||crypto risk modeling***Keyword|||crypto trading***Keyword|||cryptocurrencies***Keyword|||cryptocurrency compliance***Keyword|||cryptocurrency derivatives***Keyword|||cryptocurrency market analysis***Keyword|||cryptocurrency taxonomy***Keyword|||Cryptographic Hash Function***Keyword|||cum/cum***Keyword|||cum/ex***Keyword|||currency derivatives***Keyword|||currency swaps***Keyword|||custody***Keyword|||Customer Protection***Keyword|||cybersecurity***Keyword|||damages***Keyword|||DB’s Xetra (CCP)***Keyword|||DDoS attack***Keyword|||debt markets***Keyword|||Decentralized Autonomous Organizations (DAO)***Keyword|||decentralized exchanges***Keyword|||Decentralized Finance (DeFi)***Keyword|||deep value***Keyword|||DeFi protocols***Keyword|||delegated highest credit approval authority***Keyword|||delta***Keyword|||deposit pricing***Keyword|||derivative bankruptcy workout***Keyword|||derivative execution***Keyword|||derivative hedging***Keyword|||derivative trading***Keyword|||derivative valuation***Keyword|||derivatives***Keyword|||derivatives valuation***Keyword|||digital and barrier options***Keyword|||digital asset management***Keyword|||digital assets***Keyword|||Direct Market Access (DMA)***Keyword|||disclosures***Keyword|||dissolution agreements***Keyword|||distressed assets***Keyword|||distressed funding processes***Keyword|||distressed securities***Keyword|||distressed/reorganizations***Keyword|||Distributed Ledger Technology (DLT)***Keyword|||distributor agreements***Keyword|||domestic settlements***Keyword|||Dubai exchange***Keyword|||due diligence***Keyword|||duty of care***Keyword|||early-stage funding***Keyword|||Eastern European bonds***Keyword|||Electronic trade execution***Keyword|||embassy banking***Keyword|||employment agreements***Keyword|||energy & chemicals risk management***Keyword|||energy corporate finance***Keyword|||energy derivatives***Keyword|||energy finance***Keyword|||energy structured finance***Keyword|||enforcement***Keyword|||enterprise risk management (ERM)***Keyword|||equities***Keyword|||equity derivatives***Keyword|||equity finance***Keyword|||equity markets***Keyword|||equity operations***Keyword|||equity swaps***Keyword|||Equity-Linked Swap (ELS)***Keyword|||Equity-linked swaps (ELS)***Keyword|||ERC (token standard)***Keyword|||escrow***Keyword|||Ethereum***Keyword|||Euronext Paris/Amsterdam***Keyword|||European corporate banking***Keyword|||event-driven arbitrage***Keyword|||exchange-traded derivatives***Keyword|||exchange-traded funds (ETFs)***Keyword|||exchange-traded notes (ETNs)***Keyword|||exchange-traded products (ETPs)***Keyword|||exchanges***Keyword|||execution***Keyword|||exotics***Keyword|||family office consulting***Keyword|||Federal Reserve Board (FRB)***Keyword|||filings***Keyword|||financial***Keyword|||financial analysis***Keyword|||financial crimes compliance***Keyword|||financial engineering***Keyword|||financial expertise***Keyword|||financial fraud***Keyword|||financial management***Keyword|||financial markets***Keyword|||Financial modeling***Keyword|||financial planning & analysis (FP&A)***Keyword|||financial products origination***Keyword|||financial products origination and macroeconomist***Keyword|||financial regulations***Keyword|||financial reporting requirements***Keyword|||FINRA regulations***Keyword|||FINRA Series 24 Principal***Keyword|||FinTech***Keyword|||firm valuation***Keyword|||fixed income***Keyword|||fixed income operations***Keyword|||fixed income trading consulting***Keyword|||Fixed-Income derivatives***Keyword|||foreign exchange***Keyword|||forwards***Keyword|||franchise agreements***Keyword|||fraud***Keyword|||fraud detection & prevention***Keyword|||front running***Keyword|||fund administration***Keyword|||fund allocation***Keyword|||fund management***Keyword|||fund raising***Keyword|||Fund Transfer Pricing (FTP)***Keyword|||fund-of-funds***Keyword|||fundamental investing***Keyword|||fundamentals***Keyword|||funding***Keyword|||funding transactions***Keyword|||futures***Keyword|||futures & options***Keyword|||futures clearing***Keyword|||futures commission merchant***Keyword|||futures trading strategies***Keyword|||FX***Keyword|||FX derivatives***Keyword|||FX forwards***Keyword|||FX options***Keyword|||gamma***Keyword|||gap analysis***Keyword|||GARCH process***Keyword|||gas***Keyword|||General Counsel***Keyword|||General Data Protection Regulation (GDPR)***Keyword|||general meetings***Keyword|||Global Advisors / Coinshares***Keyword|||global capital markets***Keyword|||Global credit liaison***Keyword|||global exchanges***Keyword|||global investment***Keyword|||global macro***Keyword|||global risk exposure***Keyword|||GOLD***Keyword|||governance***Keyword|||governance model***Keyword|||governance token***Keyword|||Greeks***Keyword|||hack***Keyword|||hash function***Keyword|||Hashdex***Keyword|||head of research***Keyword|||hedge fund investments***Keyword|||hedge fund management***Keyword|||hedge fund portfolio***Keyword|||hedge funds***Keyword|||hedging***Keyword|||high frequency trading (HFT)***Keyword|||high net worth individuals***Keyword|||high volume trading***Keyword|||high yield investments***Keyword|||hiring***Keyword|||hiring & firing***Keyword|||hostile transactions***Keyword|||Howey Test***Keyword|||idea sourcing***Keyword|||impermanent loss (IL)***Keyword|||incentive mechanism***Keyword|||indentures***Keyword|||indexing***Keyword|||indices***Keyword|||Industrial Loan Company (ILC)***Keyword|||industry consultations***Keyword|||industry dynamics***Keyword|||insider trading***Keyword|||institutional investors***Keyword|||institutional trading***Keyword|||institutionals***Keyword|||interconnectedness***Keyword|||intercreditor agreements***Keyword|||interest rate curves***Keyword|||interest rate derivatives***Keyword|||interest rate risk***Keyword|||interest rate swaps***Keyword|||interest rates***Keyword|||interim management***Keyword|||internal controls***Keyword|||international finance***Keyword|||international settlement***Keyword|||inventory optimization***Keyword|||investigations***Keyword|||investment***Keyword|||investment agreements***Keyword|||investment research***Keyword|||investor relations***Keyword|||ISDA negotiations***Keyword|||ISDAs and CSAs***Keyword|||Israel exchange***Keyword|||issuance***Keyword|||Issuance.Swiss***Keyword|||joint venture agreements***Keyword|||Know-Your-Customer (KYC)***Keyword|||large corporate banking***Keyword|||latency reduction***Keyword|||Latin America (LatAm)***Keyword|||Layer 1***Keyword|||Layer 2***Keyword|||lease financing***Keyword|||letter of credit transactions***Keyword|||leverage***Keyword|||Leveraged Buyouts (LBO)***Keyword|||leveraged finance***Keyword|||licensing agreements***Keyword|||limited recourse financings***Keyword|||Lionsgold***Keyword|||liquidity management***Keyword|||liquidity pools***Keyword|||liquidity risk***Keyword|||liquidity venues***Keyword|||listed derivatives***Keyword|||listing***Keyword|||listing requirements***Keyword|||Litecoin***Keyword|||litigation***Keyword|||litigation supervision***Keyword|||loan documents***Keyword|||M&A agreements***Keyword|||machine learning (ML)***Keyword|||macroeconomy***Keyword|||margin calls***Keyword|||margining***Keyword|||margins***Keyword|||market abuse***Keyword|||market abuse detection***Keyword|||market capital***Keyword|||market making***Keyword|||market microstructure***Keyword|||market research***Keyword|||market risk***Keyword|||market structure***Keyword|||market-marking agreement***Keyword|||matters requiring attention (MRAs)***Keyword|||media strategy***Keyword|||merchant power generation and trading***Keyword|||merger arbitrage***Keyword|||middle market corporate banking***Keyword|||model risk***Keyword|||model validation***Keyword|||money service businesses (MSBs)***Keyword|||Money Transmission Laws (MTLs)***Keyword|||Money Transmitter License***Keyword|||money transmitter license application (MMLA)***Keyword|||mortgage origination***Keyword|||mortgage pipeline***Keyword|||mortgage-backed securities (MBS)***Keyword|||Mphasis***Keyword|||multinational banks***Keyword|||Muni swaps***Keyword|||municipal bond settlement***Keyword|||NASDAQ Europe***Keyword|||Nasdaq Nordic***Keyword|||Nasdaq Stockholm***Keyword|||Nationwide Multistate Licensing System (NMLS)***Keyword|||natural gas***Keyword|||Net Stable Funding Ratio (NSFR)***Keyword|||NFA/CFTC***Keyword|||non-executive director***Keyword|||offering documents***Keyword|||Office of the Comptroller of the Currency (OCC)***Keyword|||OffLedger***Keyword|||offshore entity transition***Keyword|||offsite integration***Keyword|||oil and gas***Keyword|||operating agreements***Keyword|||operational development***Keyword|||operational due diligence (ODD)***Keyword|||operational management***Keyword|||operational risk***Keyword|||operations entry processing***Keyword|||operations risk***Keyword|||option exercise***Keyword|||option pricing***Keyword|||option settlement***Keyword|||option valuation***Keyword|||options***Keyword|||options arbitrage***Keyword|||options clearing***Keyword|||options trading strategies***Keyword|||oracle risk***Keyword|||order book reconstruction***Keyword|||order data analysis***Keyword|||order execution***Keyword|||order management systems***Keyword|||OTC derivatives***Keyword|||OTC securities***Keyword|||OTC trading***Keyword|||over-the-counter (OTC) derivatives***Keyword|||partnership agreements***Keyword|||Payment Services Directive II (PSDII)***Keyword|||Perpetual futures (Perps)***Keyword|||perpetual swaps***Keyword|||personnel management***Keyword|||planning***Keyword|||policies***Keyword|||politically exposed persons (PEPs)***Keyword|||Polkadot***Keyword|||Ponzi scheme***Keyword|||portfolio construction***Keyword|||portfolio management***Keyword|||portfolio margin***Keyword|||position liquidations***Keyword|||post-mortems***Keyword|||Powercage***Keyword|||pre-deal situations***Keyword|||preferred shares***Keyword|||preferred stock terms***Keyword|||press releases***Keyword|||prime brokerage***Keyword|||private credit***Keyword|||private debt***Keyword|||private equity***Keyword|||private investment partnership***Keyword|||private key***Keyword|||Private Placement Memorandums (PPMs)***Keyword|||private placements***Keyword|||pro-formas***Keyword|||procedures***Keyword|||project financing***Keyword|||proprietary trading***Keyword|||prospectus***Keyword|||prospectuses***Keyword|||proxies***Keyword|||proxy statements***Keyword|||pseudonymity***Keyword|||public equity***Keyword|||public offerings (debt and equity)***Keyword|||public relations***Keyword|||pump and dump***Keyword|||purchase and license agreements***Keyword|||put-call parity***Keyword|||quantitative investments***Keyword|||quantitative models***Keyword|||quantitative research***Keyword|||quiet period***Keyword|||Race Attack***Keyword|||ramping***Keyword|||reconciliation***Keyword|||recovery resolution planning***Keyword|||Reg 144A***Keyword|||Reg BI***Keyword|||Reg D***Keyword|||Reg FD***Keyword|||Reg S***Keyword|||reg T***Keyword|||registration rights agreements***Keyword|||Regulation S offerings***Keyword|||regulations***Keyword|||regulatory***Keyword|||regulatory agenda***Keyword|||regulatory compliance***Keyword|||regulatory landscape***Keyword|||regulatory requirements***Keyword|||regulatory rules***Keyword|||relationships***Keyword|||relative value***Keyword|||remuneration guidelines***Keyword|||repo***Keyword|||repo trading***Keyword|||reporting requirements***Keyword|||repurchase (repo) agreements***Keyword|||reserve based lending***Keyword|||restatements***Keyword|||restructuring***Keyword|||return on investments (ROI)***Keyword|||reverse repurchase (reverse repo) agreements***Keyword|||risk appetite***Keyword|||risk appetite framework***Keyword|||risk appetite metrics***Keyword|||risk assessment***Keyword|||risk attributes***Keyword|||risk capital***Keyword|||risk framework***Keyword|||risk integration***Keyword|||risk management***Keyword|||risk management of margin lending***Keyword|||risk management policies***Keyword|||Risk manager***Keyword|||risk mitigation***Keyword|||risk premias***Keyword|||risk reporting***Keyword|||risk-based BSA/AML programs***Keyword|||risk-weighted asset (RWA) arbitrage***Keyword|||risk-weighted assets (RWA)***Keyword|||risk/reward assessment***Keyword|||risks***Keyword|||rug pull***Keyword|||Rule 144A offerings***Keyword|||Rule 15c3***Keyword|||Russian securities***Keyword|||safe harbor***Keyword|||sales & marketing***Keyword|||sanctions***Keyword|||SEC/US federal reserve & FINRA examinations***Keyword|||Section 16 compliance***Keyword|||secured loans***Keyword|||securities fraud***Keyword|||Securities industry***Keyword|||securities industry essentials (SIE)***Keyword|||securities lending***Keyword|||securitizations***Keyword|||seed phrase***Keyword|||selection***Keyword|||separately managed accounts (SMA)***Keyword|||series A***Keyword|||settlement***Keyword|||shareholder activism***Keyword|||shareholder agreements***Keyword|||shareholder proposals***Keyword|||short sales***Keyword|||short selling***Keyword|||short squeeze***Keyword|||Simple Agreement for Future Tokens (SAFT)***Keyword|||smart contract audits***Keyword|||Soft Fork***Keyword|||software development agreements***Keyword|||Solana***Keyword|||sovereignty***Keyword|||SPAC***Keyword|||special finance committee (SFC)***Keyword|||special situations***Keyword|||speculating***Keyword|||spinoffs***Keyword|||spoofing***Keyword|||spot***Keyword|||spot FX***Keyword|||stablecoins***Keyword|||stock exchanges***Keyword|||stock lending & borrowing (SLB)***Keyword|||stock lending and borrowing***Keyword|||stock loan***Keyword|||stock option plans***Keyword|||stocks***Keyword|||strategic acquisitions***Keyword|||strategic advisory***Keyword|||strategic business development***Keyword|||strategic decision***Keyword|||strategic reviews***Keyword|||strategy review***Keyword|||stress testing***Keyword|||structured bonds***Keyword|||structured finance transactions***Keyword|||structured notes Issuance***Keyword|||structured products***Keyword|||structuring***Keyword|||subordination agreements***Keyword|||suitability***Keyword|||surveillance model calibration***Keyword|||surveillance model effectiveness***Keyword|||surveillance model validation***Keyword|||surveillance procedures***Keyword|||Suspicious Activity Reports (SARs)***Keyword|||swap dealer***Keyword|||swaps***Keyword|||Sybil Attack***Keyword|||syndicated and single-lender asset-based loans***Keyword|||synthetic assets***Keyword|||synthetic equity***Keyword|||synthetic loans***Keyword|||systematic strategies***Keyword|||systematic trading environment***Keyword|||systemic risk***Keyword|||Tallymoney***Keyword|||tax trading***Keyword|||team leadership***Keyword|||technology***Keyword|||technology agreements***Keyword|||technology risk***Keyword|||tokenization***Keyword|||tokenomics***Keyword|||total return swap (TRS)***Keyword|||total return swaps (TRS)***Keyword|||TRAC***Keyword|||trade data analysis***Keyword|||trade structuring***Keyword|||trade surveillance***Keyword|||Tradegate***Keyword|||trader***Keyword|||trader aggression***Keyword|||trader collusion***Keyword|||trader intent***Keyword|||trading***Keyword|||trading bots***Keyword|||trading loss***Keyword|||trading manager***Keyword|||trading risk limits***Keyword|||trading strategies***Keyword|||trading systems***Keyword|||training and audits***Keyword|||treasury bond futures***Keyword|||turnarounds***Keyword|||US liquidity stress tests (SR 10-6)***Keyword|||USD Medium Term Notes***Keyword|||USD rates options***Keyword|||utility token***Keyword|||utilized credit derivatives***Keyword|||valuation***Keyword|||valuations***Keyword|||value equities***Keyword|||value-at-risk models***Keyword|||Vampire Attack***Keyword|||Vaporware***Keyword|||vendor agreements***Keyword|||vendor supervisory group (VSG)***Keyword|||venture capital***Keyword|||venture capital investing***Keyword|||Virtune***Keyword|||VIX***Keyword|||volatility***Keyword|||volatility trading***Keyword|||wallets***Keyword|||warrants***Keyword|||wash trades***Keyword|||web3***Keyword|||white labeling***Keyword|||white-collar crime***Keyword|||Wiener Boerse (Vienna Stock Exchange)***Keyword|||workouts***Keyword|||Wrench attack***Keyword|||XBT Provider***Keyword|||XRP***Keyword|||yield curve***Keyword|||yield curve construction***Keyword|||yield enhancement***Keyword|||Zero Knowledge Proof***Keyword|||