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Category: Regulation, enforcement & litigation

Investments & markets
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$700 000 on decorating $345 000 on jets and yachts $136 000 on casinos and nightclubs $6 9 m in credit card payments The licensing rights...
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Regulation, enforcement & litigation
It s unconscionable that FINRA would stack the deck against American investors says PIABA the plaintiff attorney association A judge has excoriated FINRA for having helped...
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Regulation, enforcement & litigation
$11 Trillions worth of hedge funds half the industry is barely disclosing any information to the general public The SEC which already has valuable information on...
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Regulation, enforcement & litigation
Yet another Ponzi this time with silver trading Gaylen Rust from the Rust Rare Coin company may spend the next 19 year in prison for a...
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Regulation, enforcement & litigation
NatWest has admitted to market manipulation to the SEC The guilty admission will cost much more than the $35m fine It may become the SEC s...
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Regulation, enforcement & litigation
The party is still going but the band s tune has changed Regulators are investigating the Buy Now Pay Later BNPL industry...
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Regulation, enforcement & litigation
You always see the glitz around hedge fund portfolio managers the parties the mansions the cars and the boats It s not always like that This...
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Regulation, enforcement & litigation
Art is an expression of beauty proficiency creativity or emotions It is also an asset class and an investment Like all investments art has its fraudsters...
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Regulation, enforcement & litigation
An interesting British documentary about how money mules are recruited by larger money launderers and how easy it is to lure young people into crime for...
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Regulation, enforcement & litigation
A San Francisco couple founders of a legitimate solar panel company were sentenced to 15 and 30 years in prison for orchestrating a Ponzi related to...