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Tag: SEC

News
Regulation, enforcement & litigation
$11 Trillions worth of hedge funds half the industry is barely disclosing any information to the general public The SEC which already has valuable information on...
News
Regulation, enforcement & litigation
NatWest has admitted to market manipulation to the SEC The guilty admission will cost much more than the $35m fine It may become the SEC s...
News
Regulation, enforcement & litigation
You always see the glitz around hedge fund portfolio managers the parties the mansions the cars and the boats It s not always like that This...
News
Regulation, enforcement & litigation
A San Francisco couple founders of a legitimate solar panel company were sentenced to 15 and 30 years in prison for orchestrating a Ponzi related to...
News
Regulation, enforcement & litigation
The good Samaritan William Neil Doc Gallagher was actually a Ponzi artist defrauding the Texas Christian community He has been sentenced to three life sentences plus...
News
Regulation, enforcement & litigation
Neither admit nor deny may be removed from SEC settlements As part of the SEC s new stated intent on deterrence the agency will start asking...
Derivatives
News
Option traders were charged by the SEC for painting the tape on meme stock options after arbitraging exchanges on their Maker Taker model Explanations...
Crypto
Investments & markets
You remember our cryptocrook Quant WizKid market neutral hedge fund Cryptocurrency arbitrage great returns $90m AUM Except that it was a Ponzi His sentence just came...
News
Regulation, enforcement & litigation
Virgin Galactic s successful flight may have brought joy to Mr Branson but it will also bring some after party headaches The entrepreneur and space explorer...
Derivatives
Investments & markets
Investors are not happy with Infinity Q the derivatives hedge fund that had a slight mismarking and is now in a wind down We ve learnt...