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Tag: Compliance

News
Regulation, enforcement & litigation
The first Interpol warrant has been issued in the Cum/Ex tax trading case. Paul Mora, looked for by Germany, Denmark, and Belgium, is currently in New...
Investments & markets
Regulation, enforcement & litigation
One of Credit Suisse's top bankers was up to no good. The firm was warned and did nothing. This new scandal is unfortunately far from being...
Investments & markets
News
The managers of GPB Capital have been using the life savings of many retirees to fund their lifestyle. They just got charged by the SEC. From...
Investments & markets
News
Robin Hood is alive and well. He has left the dark forest of Sherwood for the spotlights of social media and financial markets. This short article...