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Tag: SEC

Investments & markets
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Index providers provide research with some discretion on trillions of assets. They move markets. Their errors are costly. Should those 'data providers' become 'investment advisors'? The...
Investments & markets
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Free doesn't mean without cost. Payment For Order Flow brings benefits to the public, but there are drawbacks to this new execution approach. This article explains...
Investments & markets
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The managers of GPB Capital have been using the life savings of many retirees to fund their lifestyle. They just got charged by the SEC. From...
Investments & markets
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Robin Hood is alive and well. He has left the dark forest of Sherwood for the spotlights of social media and financial markets. This short article...