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Tag: Securities litigation

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Regulation, enforcement & litigation
Why leave a banking career for expert witnessing? The role brings intellectual stimulation. It is an excellent leverage of your expertise, experience or academia. The tasks...
News
Regulation, enforcement & litigation
NatWest has admitted to market manipulation to the SEC. The guilty admission will cost much more than the $35m fine. It may become the SEC's new policy....
Derivatives
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Somebody gave you an insider tip and you want to use options? Think again. The SEC sees you coming. Good luck justifying yourself to a jury. The...