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Tag: Lawyers

Investments & markets
News
More about Robinhood... Massachusetts' Enforcement Division filed a complaint about - its aggressive growth tactics, - the firm's outages and disruptions, which were well known and ignored while...
Investments & markets
News
Robinhood has just been fined $65m for overcharging its customers, despite trades being free of charge - the company sells its order flow, and the net...
Derivatives
News
Oh, so faking up an initial spread to start a market isn't allowed? Let me put this one out, it's not rare... CFTC fines TFS-ICAP and...
Investments & markets
News
If you are not in the RIA space, you may have missed a profound change in the area. Robo-advisors are taking a solid market share, and...
Investments & markets
News
Nope, portfolio managers shouldn't keep the best trades for themselves (at the expense of other investors). BlueCrest moved its best traders into a management-owned fund, and used...
News
Regulation, enforcement & litigation
NDAs enforceability is often a tricky issue, and tricky legal issues require qualified legal advice. Independently of its initial political topic, Dennis Boyle's article highlights key...