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Tag: Enforcement

News
Regulation, enforcement & litigation
Art is an expression of beauty, proficiency, creativity, or emotions. It is also an asset class and an investment. Like all investments, art has its fraudsters....
News
Regulation, enforcement & litigation
A San Francisco couple, founders of a legitimate solar panel company, were sentenced to 15 and 30 years in prison for orchestrating a Ponzi related to...
News
Regulation, enforcement & litigation
The good Samaritan William Neil "Doc" Gallagher was actually a Ponzi artist defrauding the Texas Christian community. He has been sentenced to three life sentences plus...
News
Regulation, enforcement & litigation
The most powerful cartels are perfectly legal, and far from James Bond villains. They are doctors, landlords, universities... ...
Crypto
News
The Cybercriminal underground community has a regulating authority! It uses disciplinary procedures to reduce the risk for the overall community. ...
News
Regulation, enforcement & litigation
"Neither admit nor deny" may be removed from SEC settlements. As part of the SEC's new stated intent on deterrence, the agency will start asking again that...
Derivatives
News
Option traders were charged by the SEC for 'painting the tape' on meme stock options after arbitraging exchanges on their Maker-Taker model. Explanations....
Derivatives
News
Somebody gave you an insider tip and you want to use options? Think again. The SEC sees you coming. Good luck justifying yourself to a jury. The...
Crypto
Investments & markets
You remember our cryptocrook? Quant WizKid, market-neutral hedge fund, Cryptocurrency arbitrage great returns, $90m AUM... Except that it was a Ponzi. His sentence just came out:...
News
Regulation, enforcement & litigation
Virgin Galactic's successful flight may have brought joy to Mr. Branson, but it will also bring some after-party headaches. The entrepreneur and space explorer is accused of...