Alan Harry is an expert witness and legal consultant and an authority in commodities, options, trading, derivatives, structured products, portfolio management, hedge funds, investment research and financial markets in general.

Mr. Harry is a professional business development and commodities trading operations executive with over 30-years of proven experience. He has employed over 135 employees, owned and founded 4 startup trading operations companies and grown their market capital by over $25M.

Over the course of his career, he has developed businesses, developed employees and cultivated cross-functional relationships. He has gained the knowledge and skills to run successful businesses and maintained employee and customer retention.

He is dedicated to sharing my knowledge and experience with other business professionals.

Mr. Harry graduated from Rutgers University with a Bachelor of Engineering in 1988. He is a member of the Honor Society and of Sigma Phi Epsilon. He is the recipient of the Slade Scholarship.

Registrations / memberships

• FINRA: Series 7, Series 55, Series 63, Series 24, 2000 (lapsed)
• CME Group: Trader, 1990
• Securities Expert Roundtable: Member

Areas of expertise

• Commodities, options, trading, financial markets: options, futures, derivatives (swaps, exotics…), structured products, complex securities, benchmark manipulations, liquidity management, arbitrage, algorithmic trading, execution, portfolio construction and risks, management fees, broker dealers, hedge funds.
• Supported practice areas: losses, post-mortems, financial frauds, commodities & securities manipulation, white-collar crime, broker-dealers, hedge funds, investigations, enforcement, alternative dispute resolution, FINRA.

Litigation support

Mr. Harry’s services are available to attorneys representing plaintiff and defendant and include consulting, written reports, deposition, arbitration, and trial testimony as needed.